SEC Form 4 · accession 0001127602-15-012431
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis Calvarin
Officer — VP-Corp Strategy & CRO
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2015 | M | 10,000 | $15.20 | A | 31,760 | D | |
| Common Stock | Mar 20, 2015 | S | 10,000 | $57.00 | D | 21,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Common StockF1,F3 | $15.20 | Mar 20, 2015 | M | 10,000 | D | — | Oct 21, 2017 | Common Stock | 10,000 | 6,000 | D |
| Option To Purchase Common StockF4,F3 | $15.20 | Mar 20, 2015 | F | 3,583 | D | — | Oct 21, 2017 | Common Stock | 3,583 | 2,417 | D |
Explanation of responses
- F1The reporting person was granted 16,000 options on October 21, 2007 which options vested in 3 equal anual installments beginning October 21, 2008.
- F2Transaction carried out by the reporting person pursuant to a plan established December 15, 2014 under Rule 10b5-1 for the purpose, among others, of diversifying his investment portfolio and paying taxes.
- F3The stock options representing 16,000 shares of Common Stock are currently exercisable.
- F4Shares surrendered to issuer in connection with cashless exercise of options.