SEC Form 4 · accession 0000899243-18-019812
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Brodheim
Officer — VP, Corporate Controller
Period of report
Jul 10, 2018
Accepted (ET)
Jul 12, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Jul 10, 2018 | M | 2,387 | $31.11 | A | 39,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 Option to PurchaseF1 | $31.11 | Jul 10, 2018 | M | 2,387 | D | — | Mar 31, 2026 | Common Stock | 2,387 | 12,360 | D |
| 2016 Option to PurchaseF1 | $31.11 | Jul 10, 2018 | F | 7,444 | D | — | Mar 31, 2026 | Common Stock | 7,444 | 4,916 | D |
Explanation of responses
- F1The reporting person was granted options on April 1, 2016. The options vest in three equal annual installments. The first installment occurred on March 31, 2017. The second installment occurred on March 31, 2018. The third installment date is March 31, 2019.
- F2In connection with a stock option exercise, Mr. Brodheim paid the option exercise price and the applicable taxes to be withheld by surrendering the number of shares noted.