SEC Form 4 · accession 0000899243-18-009327
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy Hartzell
Officer — SVP, Supply Chain & Purchasing
Period of report
Mar 31, 2018
Accepted (ET)
Apr 3, 2018 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001F1 | Mar 31, 2018 | F | 1,858 | $40.21 | D | 9,054 | D | |
| Common Stock, Par Value $0.001F2 | Apr 2, 2018 | A | 1,350 | $0.00 | A | 10,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Option to PurchaseF3 | $39.28 | Apr 2, 2018 | A | 5,564 | A | — | Apr 2, 2028 | Common Stock | 5,564 | 5,564 | D |
Explanation of responses
- F1Represents the numbers of shares granted in 2016 and 2017 withheld for tax purposes.
- F2On April 2, 2018 these shares of restricted common stock were granted to the reporting person to be held in escrow, subject to certain vesting and forfeiture provisions. The grant vests in three equal installments over a three year period beginning March 31, 2019. The second installment date is March 31, 2020, followed by the third installment due on March 31, 2021.
- F3The reporting person was granted options on April 2, 2018. Options vest in 3 equal annual installments beginning March 31, 2019, The second installment date is March 31, 2020, followed by third installment date of March 31, 2021.