SEC Form 4 · accession 0000899243-18-009319
Innophos Holdings, Inc. · IPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Ann Mink
Officer — Chairman, CEO, President · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001F1 | Apr 2, 2018 | A | 17,801 | $0.00 | A | 89,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Option to PurchaseF2 | $39.28 | Apr 2, 2018 | A | 73,333 | A | — | Apr 2, 2028 | Common Stock | 73,333 | 73,333 | D |
Explanation of responses
- F1On April 2, 2018 these shares of restricted common stock were granted to the reporting person to be held in escrow, subject to certain vesting and forfeiture provisions. The grant vests in three equal installments over a three year period beginning December 31, 2018. The second installment date is December 31, 2019, followed by the third installment due on December 31, 2020.
- F2The reporting person was granted options on April 2, 2018. Options vest in 3 equal annual installments beginning December 31, 2018, The second installment date is December 31, 2019, followed by third installment date of December 31, 2020.