SEC Form 4 · accession 0001179110-16-026204
WESTERN CAPITAL RESOURCES, INC. · WCRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence S. Berger
Director
Period of report
Aug 11, 2015
Accepted (ET)
Jun 8, 2016 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 11, 2015 | J | 7,636 | — | A | 9,923 | I | By Blue Jays Investment 2 LLC |
| Common Stock | Jun 2, 2016 | P | 2,000 | $5.25 | A | 5,150 | D | |
| Common StockF3 | Jun 2, 2016 | P | 3,200 | $5.2406 | A | 3,200 | I | By spouse in IRA accounts |
| Common StockF4 | Jun 3, 2016 | P | 1,400 | $5.2429 | A | 4,600 | I | By spouse in IRA accounts |
| Common Stock | Jun 3, 2016 | P | 675 | $5.24 | A | 675 | I | By Reporting person as custodian under UTMA for child |
| Common Stock | Jun 3, 2016 | P | 700 | $5.25 | A | 700 | I | By Spouse as custodian under UTMA/DC for child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired by Blue Jays Investment 2 LLC, a Delaware limited liability company, through a distribution from a partnership of which it is a partner.
- F2The Reporting Person is the manager and a member of Blue Jays Investment 2 LLC. He disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.
- F3The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.10 to $5.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth
- F4The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
Remarks
Power of Attorney filed on 10/14/2014 and incorporated herein by reference.