SEC Form 4 · accession 0001209191-15-062270
Catamaran Corp · CTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Masso
Director
Period of report
Jul 23, 2015
Accepted (ET)
Jul 23, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shareF1 | Jul 23, 2015 | D | 54,728 | $61.50 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF2 | $0.00 | Jul 23, 2015 | D | 4,212 | D | — | — | Common share | 4,212 | 0 | D |
| Restricted stock unitF2 | $0.00 | Jul 23, 2015 | D | 3,825 | D | — | — | Common share | 3,825 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the terms of the arrangement agreement, dated March 29, 2015, among issuer, UnitedHealth Group Incorporated and 1031387 B.C. Unlimited Liability Company in exchange for a cash payment of $61.50 per share (the "arrangement consideration").
- F2These restricted stock units vested in full upon consummation of the arrangement and, upon vesting, each such restricted stock unit was converted into the right to receive the arrangement consideration (less any withholding taxes) for each common share subject to such restricted stock unit.