SEC Form 4 · accession 0001209191-15-024773
Catamaran Corp · CTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Romza
Officer — Chief Tech Officer & EVP
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common share | Mar 6, 2015 | M | 2,347 | $48.57 | A | 201,099 | D | |
| Common share | Mar 9, 2015 | S | 4,564 | $48.35 | D | 196,535 | D | |
| Common share | Mar 10, 2015 | S | 876 | $47.96 | D | 195,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF4 | $0.00 | Mar 6, 2015 | M | 1,500 | D | — | — | Common share | 1,500 | 13,500 | D |
| Restricted stock unitF5 | $0.00 | Mar 6, 2015 | M | 847 | D | — | — | Common share | 847 | 8,476 | D |
Explanation of responses
- F1Vesting of restricted stock units
- F2Shares sold to cover tax obligation related to performance-based restricted stock unit vesting.
- F3Shares sold to cover tax obligation related to restricted stock unit vesting.
- F4This restricted stock unit was granted on 03/06/12 and vests in one-quarter increments on each grant date anniversary.
- F5This restricted stock unit was granted on 03/06/13 and vests in one-quarter increments on each grant date anniversary.