SEC Form 4 · accession 0001209191-15-023700
Catamaran Corp · CTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Thierer
Officer — President & CEO
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common share | Mar 4, 2015 | A | 75,652 | $49.65 | A | 282,057 | D | |
| Common share | Mar 5, 2015 | M | 11,085 | $49.60 | A | 293,142 | D | |
| Common share | Mar 6, 2015 | S | 4,778 | $48.58 | D | 288,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF4 | $0.00 | Mar 5, 2015 | M | 11,085 | D | — | — | Common share | 11,085 | 210,601 | D |
| Stock option (nonqualified)F5 | $49.65 | Mar 4, 2015 | A | 125,830 | A | — | Mar 4, 2022 | Common share | 125,830 | 125,830 | D |
| Restricted stock unitF6 | $0.00 | Mar 4, 2015 | A | 50,332 | A | — | — | Common share | 50,332 | 50,332 | D |
Explanation of responses
- F1Settlement of shares for vesting of performance-based restricted stock units granted on 3/6/12.
- F2Vesting of restricted stock units
- F3Shares sold to cover tax obligation related to restricted stock unit vesting.
- F4This restricted stock unit was granted on 03/05/14 and vests in one-quarter increments on each grant date anniversary.
- F5This option was granted 3/4/15 and vest in one-quarter increments on each grant date anniversary.
- F6This restricted stock unit was granted on 03/04/15 and vests in one-quarter increments on each grant date anniversary.