SEC Form 4 · accession 0001209191-15-023693
Catamaran Corp · CTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Saban
Officer — EVP, Pharmacy Operations
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common share | Mar 4, 2015 | A | 16,000 | $49.65 | A | 52,091 | D | |
| Common share | Mar 5, 2015 | M | 7,345 | $49.60 | A | 59,436 | D | |
| Common share | Mar 6, 2015 | S | 2,434 | $48.58 | D | 57,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF4 | $0.00 | Mar 5, 2015 | M | 1,802 | D | — | — | Common share | 1,802 | 5,406 | D |
| Restricted stock unitF5 | $0.00 | Mar 5, 2015 | M | 5,543 | D | — | — | Common share | 5,543 | 5,543 | D |
| Restricted stock unitF6 | $0.00 | Mar 4, 2015 | A | 10,318 | A | — | — | Common share | 10,318 | 10,318 | D |
| Stock option (nonqualified)F7 | $49.65 | Mar 4, 2015 | A | 25,795 | A | — | Mar 4, 2022 | Common share | 25,795 | 25,795 | D |
Explanation of responses
- F1Settlement of shares for vesting of performance-based restricted stock units granted on 3/6/12.
- F2Vesting of restricted stock units
- F3Shares sold to cover tax obligation related to restricted stock unit vesting.
- F4This restricted stock unit was granted on 03/05/14 and vests in one-quarter increments on each grant date anniversary.
- F5This restricted stock unit was granted on 03/05/14 and vests in one-half increments on each grant date anniversary.
- F6This restricted stock unit was granted on 03/04/15 and vests in one-quarter increments on each grant date anniversary.
- F7This option was granted 3/4/15 and vest in one-quarter increments on each grant date anniversary.