SEC Form 4 · accession 0001209191-15-023685
Catamaran Corp · CTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clifford E Berman
Officer — SVP, General Counsel · Other
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common share | Mar 4, 2015 | A | 8,000 | $49.65 | A | 27,306 | D | |
| Common share | Mar 5, 2015 | M | 832 | $49.60 | A | 28,138 | D | |
| Common share | Mar 6, 2015 | S | 406 | $48.58 | D | 27,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF4 | $0.00 | Mar 5, 2015 | M | 832 | D | — | — | Common share | 832 | 2,496 | D |
| Restricted stock unitF5 | $0.00 | Mar 4, 2015 | A | 5,033 | A | — | — | Common share | 5,033 | 5,033 | D |
| Stock option (nonqualified)F6 | $49.65 | Mar 4, 2015 | A | 12,583 | A | — | Mar 4, 2022 | Common share | 12,583 | 12,583 | D |
Explanation of responses
- F1Settlement of shares for vesting of performance-based restricted stock units granted on 3/6/12.
- F2Vesting of restricted stock units
- F3Shares sold to cover tax obligation related to restricted stock unit vesting.
- F4This restricted stock unit was granted on 03/05/14 and vests in one-quarter increments on each grant date anniversary.
- F5This restricted stock unit was granted on 03/04/15 and vests in one-quarter increments on each grant date anniversary.
- F6This option was granted 3/4/15 and vest in one-quarter increments on each grant date anniversary.