SEC Form 4/A · accession 0001628280-16-014978
Enstar Group LTD · ESGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul James O'Shea
Officer — Executive Vice President · Director
Period of report
Jan 2, 2014
Accepted (ET)
Apr 29, 2016 · 8:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2,F3,F4 | Jan 2, 2014 | S | 2,950 | $137.7805 | D | 262,293 | I | By the Elbow Trust |
| Ordinary SharesF2,F5,F4 | Jan 2, 2014 | S | 550 | $136.9523 | D | 261,743 | I | By the Elbow Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effected pursuant to a Rule 10b5-1(c) sales plan adopted by the Elbow Trust on September 18, 2013 and modified on November 27, 2013.
- F2Amendment required to correct prior amounts reported due to discovery of an administrative error by a third party. The error resulted in the omission of the disposition of 100 ordinary shares on Mr. O'Shea's Form 4 filed January 2, 2014 (the "Original Form 4"), which resulted in the reporting of an excess 100 beneficially owned ordinary shares on Forms 4 filed subsequent to the Original Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.26 to $138.22, inclusive.
- F4The trustee of the Elbow Trust is R&H Trust Co. (BVI) Limited. Mr. O'Shea and his immediate family are the sole beneficiaries of the Elbow Trust.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.55 to $137.19, inclusive.