SEC Form 4 · accession 0001363829-17-000140
Enstar Group LTD · ESGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Michael James Brockman
Officer — President and CEO, Enstar (US)
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Nov 17, 2017 | A | 178 | $0.00 | A | 2,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant pursuant to the Enstar Group Limited 2016 Equity Incentive Plan of Restricted Share Units ("RSUs") that vest in three approximately equal annual installments beginning on the first anniversary of the grant date. The RSUs are payable in ordinary shares upon vesting and each RSU is the economic equivalent of one ordinary share.
- F2Includes 1,470 restricted shares that vest in two equal installments on March 31, 2018 and 2019 and 178 RSUs that vest in three approximately equal installments beginning on November 17, 2018.