SEC Form 4 · accession 0001185185-15-000567
Pegasi Energy Resources Corporation. · PGSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H Neufeld
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 30, 2014
Accepted (ET)
Mar 23, 2015 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001363254
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $0.79 | Jan 30, 2014 | A | 2,000,000 | A | Jan 30, 2014 | Jan 30, 2019 | Common Stock | 2,000,000 | 2,000,000 | D |
| Options | $0.42 | holding | — | — | — | Dec 24, 2010 | Dec 24, 2017 | Common Stock | 238,095 | 238,095 | D |
| Options | $0.55 | holding | — | — | — | Apr 30, 2012 | Apr 30, 2019 | Common Stock | 1,500,000 | 1,500,000 | D |
| Options | $0.55 | holding | — | — | — | Jan 5, 2012 | Jan 5, 2019 | Common Stock | 181,818 | 181,818 | D |
| Options | $0.50 | holding | — | — | — | Jan 5, 2012 | Jan 5, 2019 | Common Stock | 21,241 | 21,241 | D |
Explanation of responses
- F1Represents shares granted to the Reporting Person under the Issuer's 2012 Incentive Stock Option Plan on January 30, 2014.