SEC Form 4 · accession 0001235126-17-000024
Allegiant Travel CO · ALGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jude Bricker
Officer — EVP & Chief Operating Officer
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 8, 2017 | F | 1,049 | $146.00 | D | 16,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Beneficial owner granted shares of restricted stock on 11/7/2016 with vesting 25% on each of May 7, 2017, 2018, 2019 and 2020. Upon vesting, beneficial owner returned to Company a portion of the vested shares for tax withholding purposes.
- F2Shares of restricted stock effectively repurchased by Company at $146.00 per share to fund the beneficial owner's required tax withholding.
- F3Includes 159 shares acquired by beneficial owner on 4/28/2017 pursuant to issuer's Employee Stock Purchase Plan, which acquisition is exempt under Rule 16b-3(c) and therefore was not reported at the time of the acquisition.