SEC Form 4 · accession 0001235126-16-000066
Allegiant Travel CO · ALGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jude Bricker
Officer — SVP-Planning and COO
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 2,866 | $85.24 | A | 20,781 | D | |
| Common Stock | Nov 10, 2016 | D | 2,866 | $154.23 | D | 17,915 | D | |
| Common Stock | Nov 10, 2016 | M | 2,596 | $108.59 | A | 20,511 | D | |
| Common StockF2 | Nov 10, 2016 | S | 2,596 | $151.55 | D | 17,915 | D | |
| Common StockF3 | Nov 10, 2016 | S | 2,035 | $151.72 | D | 15,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $85.24 | Nov 10, 2016 | M | 2,866 | D | Mar 8, 2016 | Mar 8, 2018 | Common Stock | 2,866 | 0 | D |
| Employee Stock Option (right to buy)F4 | $108.59 | Nov 10, 2016 | M | 2,596 | D | — | Mar 6, 2019 | Common Stock | 2,596 | 2,596 | D |
Explanation of responses
- F1Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares.
- F2Price reported is average price per share. Shares were sold at prices per share ranging from $151.25 to $152.00.
- F3Price reported is average price per share. Shares were sold at prices per share ranging from $151.25 to $152.45.
- F4Grant of 7,789 stock options on 3/6/2014 with vesting 1/3 on each of 3/6/2015, 3/6/2016 and 3/6/2017.