SEC Form 4 · accession 0001235126-16-000060
Allegiant Travel CO · ALGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Sheldon
Officer — Chief Financial Officer
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 2,867 | $85.24 | A | 11,234 | D | |
| Common Stock | Oct 28, 2016 | D | 2,867 | $137.80 | D | 8,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $85.24 | Oct 28, 2016 | M | 2,867 | D | Mar 8, 2016 | Mar 8, 2018 | Common Stock | 2,867 | 0 | D |
Explanation of responses
- F1Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares.