SEC Form 4 · accession 0001235126-16-000059
Allegiant Travel CO · ALGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Redmond
Officer — President · Director
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2016 | A | 60,000 | $0.00 | A | 85,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $146.03 | Sep 9, 2016 | A | 15,000 | A | — | Sep 9, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Grant of restricted stock in connection with beneficial owner's appointment as President of the Company, vesting one-sixth (1/6) every six (6) months for three (3) years.
- F2Cash-settled stock appreciation rights in connection with beneficial owner's appointment as President of the Company, exercisable one-third (1/3) on each of 9/9/17, 9/9/18 and 9/9/19.