SEC Form 4 · accession 0001235126-16-000052
Allegiant Travel CO · ALGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice J Gallagher Jr.
Officer — CEO and President · Director · 10% Owner
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 8,271 | $42.22 | A | 3,416,635 | D | |
| Common Stock | Mar 2, 2016 | D | 8,271 | $171.94 | D | 3,408,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $42.22 | Mar 2, 2016 | M | 8,271 | D | Mar 25, 2014 | Mar 25, 2016 | Common Stock | 8,271 | 0 | D |
Explanation of responses
- F1Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands.