SEC Form 4 · accession 0001235126-15-000038
Allegiant Travel CO · ALGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Matthew Allard
Officer — Chief Information Officer
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2015 | M | 2,596 | $108.59 | A | 8,587 | D | |
| Common StockF1 | Jul 31, 2015 | S | 2,596 | $212.24 | D | 5,991 | D | |
| Common Stock | Jul 31, 2015 | M | 2,865 | $85.24 | A | 8,856 | D | |
| Common Stock | Jul 31, 2015 | D | 2,865 | $215.48 | D | 5,991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $108.59 | Jul 31, 2015 | M | 2,596 | D | — | Mar 6, 2019 | Common Stock | 2,596 | 5,193 | D |
| Stock Appreciation RightF4 | $85.24 | Jul 31, 2015 | M | 2,865 | D | — | Mar 8, 2018 | Common Stock | 2,865 | 2,868 | D |
Explanation of responses
- F1Price reported is average price per share. Shares were sold at per share prices ranging from $212.12 to $212.32.
- F2Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares.
- F3Grant of 7,789 stock options on 3/6/14 with vesting 1/3 on each of 3/6/15, 3/6/16 and 3/6/17.
- F4Grant of 8,599 cash-settled SARs on 3/8/13 with vesting 1/3 on each of 3/8/14, 3/8/15 and 3/8/16.