SEC Form 4 · accession 0001235126-15-000037
Allegiant Travel CO · ALGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jude Bricker
Officer — SVP - Planning
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2015 | M | 2,596 | $108.59 | A | 9,347 | D | |
| Common StockF2 | Aug 3, 2015 | S | 2,596 | $221.15 | D | 6,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $108.59 | Aug 3, 2015 | M | 2,596 | D | — | Mar 6, 2019 | Common Stock | 2,596 | 5,193 | D |
Explanation of responses
- F1Includes 179 shares acquired by beneficial owner pursuant to issuer's Employee Stock Purchase Plan on 4/30/15, which acquisition is exempt under Rule 16b-3(c) and therefore was not reported at the time of acquisition.
- F2Price reported is average price per share. Shares were sold at prices per share ranging from $220.91 to $221.66.
- F3Grant of 7,789 stock options on 3/6/14 with vesting 1/3 on each of 3/6/15, 3/6/16 and 3/6/17.