SEC Form 4 · accession 0001144204-19-008702
AUDIOEYE INC · AEYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carr Bettis
Officer — Exec Chrmn/Chrmn of the Board · Director · 10% Owner
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 10,000 | $0.95 | A | 207,340 | D | |
| Common Stock | holding | — | — | — | 508,988 | I | CSB IV US Holdings, LLC | |
| Common Stock | holding | — | — | — | 18,600 | I | Carr Bettis IRA | |
| Common Stock | holding | — | — | — | 54,856 | I | J. Carr & Stephanie V. Bettis Revocable Trust, Dated 01/01/2003 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy) | $0.95 | Feb 13, 2019 | M | 10,000 | D | Jan 15, 2016 | Feb 14, 2019 | Common Stock | 10,000 | 0 | D |