SEC Form 4 · accession 0001441557-16-000062

PSM HOLDINGS INC · PSMH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CFO · Director · 10% Owner

Period of report

Mar 31, 2016

Accepted (ET)

Mar 31, 2016 · 1:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001362180

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	26,494	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options^F3	$0.036	Mar 31, 2016	A	10,000,000	A	Mar 31, 2016	Mar 31, 2019	Common Stock	10,000,000	12,350,000	D
Warrants	$0.44	holding	—	—	—	Feb 5, 2014	Feb 5, 2018	Common Stock	317,870	317,870	D
Warrants	$0.24	holding	—	—	—	Feb 13, 2014	Feb 13, 2019	Common Stock	4,000	321,870	D
Warrants	$0.088	holding	—	—	—	Apr 1, 2014	Apr 1, 2019	Common Stock	640,810	962,680	D
Options^F1	$0.10	holding	—	—	—	Apr 16, 2015	Apr 16, 2017	Common Stock	1,250,000	1,250,000	D
Warrants	$0.11	holding	—	—	—	Dec 15, 2014	Dec 15, 2019	Common Stock	1,400,000	2,362,680	D
Options^F2	$0.035	holding	—	—	—	Feb 12, 2016	Feb 11, 2019	Common Stock	1,100,000	2,350,000	D

F1The options are subject to the following vesting requirements: one-third shall vest on April 16, 2015, one-third shall vest on April 16, 2016; and the remaining one-third shall vest on April 16, 2017
F2The options are subject to the following vesting requirements: one-third shall vest on February 12, 2016, one-third shall vest on February 12, 2017; and the remaining one-third shall vest on February 12, 2018.
F3The options are subject to the following vesting requirements: one-third at 5:00 pm Pacific Time on March 31, 2016; one-third at 5:00 pm Pacific Time on March 31, 2017; and one-third at 5:00 pm Pacific Time on March 31, 2018.