SEC Form 4 · accession 0001441557-15-000023
PSM HOLDINGS INC · PSMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Crystal Chavez
Other
Period of report
Jun 4, 2015
Accepted (ET)
Jun 4, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 48,500 | D | ||
| Common Stock | holding | — | — | — | 5,500 | I | Child | |
| Common Stock | holding | — | — | — | 7,350 | I | Spouse | |
| Common Stock | holding | — | — | — | 7,200 | I | Joint w/ Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3 | $0.206 | Jun 4, 2015 | A | 600,000 | A | Jun 1, 2015 | Jun 1, 2019 | Common Stock | 600,000 | 1,075,000 | D |
| OptionsF1 | $0.10 | holding | — | — | — | Apr 16, 2015 | Apr 16, 2017 | Common Stock | 175,000 | 175,000 | D |
| OptionsF2 | $0.035 | holding | — | — | — | Feb 11, 2015 | Feb 11, 2019 | Common Stock | 300,000 | 475,000 | D |
Explanation of responses
- F1The options are subject to the following vesting requirements: one-third shall vest on April 16, 2015, one-third shall vest on April 16, 2016; and the remaining one-third shall vest on April 16, 2017.
- F2The options are subject to the following vesting requirements: one-third shall vest on February 12, 2016, one-third shall vest on February 12, 2017; and the remaining one-third shall vest on February 12, 2018.
- F3The options are subject to the following vesting requirements: one-third shall vest on May 29, 2016; one-third shall vest on May 29, 2017; and the remaining one-third shall vest on May 29, 2018.