SEC Form 4 · accession 0001437749-16-042674
ICF International, Inc. · ICFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C M Morgan
Officer — Chief Financial Officer
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | S | 5,104 | $55.00 | D | 10,980 | D | |
| Common Stock | Nov 28, 2016 | M | 5,104 | $21.98 | A | 16,084 | D | |
| Common Stock | holding | — | — | — | 10,980 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF2 | $21.98 | Nov 28, 2016 | M | 5,104 | D | — | Aug 7, 2022 | Common Stock | 5,104 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.
- F2Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on August 7, 2013.