SEC Form 4 · accession 0001225208-19-005110
ICF International, Inc. · ICFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio J Ostria
Officer — Executive Vice President
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 8, 2019 | M | 5,665 | $40.68 | A | 15,858 | D | |
| Common | Mar 8, 2019 | M | 3,398 | $27.03 | A | 19,256 | D | |
| CommonF1 | Mar 8, 2019 | S | 3,398 | $75.02 | D | 15,858 | D | |
| CommonF1 | Mar 8, 2019 | S | 5,665 | $75.02 | D | 10,193 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionsF2 | $40.68 | Mar 8, 2019 | M | 5,665 | D | — | Mar 17, 2024 | Common | 5,665 | 0 | D |
| Nonqualified Stock OptionsF3 | $27.03 | Mar 8, 2019 | M | 3,398 | D | — | Mar 18, 2023 | Common | 3,398 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.9804 to $75.17, inclusive. The reporting person undertakes to provide to ICF International, Inc., any security holder of ICF International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 17, 2015.
- F3Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 18, 2014.