SEC Form 4 · accession 0001225208-18-011576
ICF International, Inc. · ICFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio J Ostria
Officer — Executive Vice President
Period of report
Jul 9, 2018
Accepted (ET)
Jul 10, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jul 9, 2018 | M | 1,409 | $25.66 | A | 8,524 | D | |
| Common | Jul 9, 2018 | M | 1,408 | $25.66 | A | 9,932 | D | |
| Common | Jul 9, 2018 | M | 1,132 | $27.03 | A | 11,064 | D | |
| Common | Jul 9, 2018 | S | 1,132 | $73.00 | D | 9,932 | D | |
| Common | Jul 9, 2018 | S | 1,408 | $72.8484 | D | 8,524 | D | |
| Common | Jul 9, 2018 | S | 1,409 | $72.8522 | D | 7,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionsF2 | $27.03 | Jul 9, 2018 | M | 1,132 | D | — | Mar 18, 2023 | Common | 1,132 | 5,662 | D |
| Nonqualified Stock OptionsF3 | $25.66 | Jul 9, 2018 | M | 1,408 | D | — | Mar 19, 2022 | Common | 1,408 | 1,409 | D |
| Nonqualified Stock OptionsF3 | $25.66 | Jul 9, 2018 | M | 1,409 | D | — | Mar 19, 2022 | Common | 1,409 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/7/2018.
- F2Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 18, 2014.
- F3Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 19, 2013.