SEC Form 4 · accession 0001225208-17-006711
ICF International, Inc. · ICFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio J Ostria
Officer — Executive Vice President
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 21, 2017 | M | 732 | $40.60 | A | 4,407 | D | |
| Common | Mar 21, 2017 | M | 453 | $40.60 | A | 4,860 | D | |
| Common | Mar 21, 2017 | F | 156 | $40.60 | D | 4,704 | D | |
| Common | Mar 21, 2017 | F | 252 | $40.60 | D | 4,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 20, 2017 | A | 2,710 | A | — | — | Common | 2,710 | 8,599 | D |
| Restricted Stock UnitsF1,F2 | — | Mar 20, 2017 | A | 1,759 | A | — | — | Common | 1,759 | 10,358 | D |
| Restricted Stock UnitsF3,F4 | — | Mar 21, 2017 | M | 453 | D | — | — | Common | 453 | 9,905 | D |
| Restricted Stock UnitsF3,F4 | — | Mar 21, 2017 | M | 732 | D | — | — | Common | 732 | 9,173 | D |
Explanation of responses
- F1Each restricted stock unit is the economic equivalent of one share of ICF International, Inc.'s Common Stock.
- F2These acquired restricted stock units were granted pursuant to ICF International, Inc.'s 2010 Omnibus Incentive Plan, as amended. These restricted stock units vest over a period of three (3) years, at 25% on each of the first two anniversaries of the grant and 50% on the third anniversary from the day of grant.
- F3The exercise price for the restricted stock unit exercise was $40.60.
- F4Represents the first vesting anniversary (25%) of acquired restricted stock units granted pursuant to the 2010 Omnibus Incentive Plan, as amended.