SEC Form 4 · accession 0001225208-17-006710
ICF International, Inc. · ICFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C M Morgan
Officer — Chief Fiancial Officer
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 21, 2017 | M | 2,317 | $40.60 | A | 17,992 | D | |
| Common | Mar 21, 2017 | M | 835 | $40.60 | A | 18,827 | D | |
| Common | Mar 21, 2017 | F | 277 | $40.60 | D | 18,550 | D | |
| Common | Mar 21, 2017 | F | 767 | $40.60 | D | 17,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 20, 2017 | A | 7,150 | A | — | — | Common | 7,150 | 30,088 | D |
| Restricted Stock UnitsF1,F2 | — | Mar 20, 2017 | A | 3,068 | A | — | — | Common | 3,068 | 33,156 | D |
| Restricted Stock UnitsF3,F4 | — | Mar 21, 2017 | M | 835 | D | — | — | Common | 835 | 32,321 | D |
| Restricted Stock UnitsF3,F4 | — | Mar 21, 2017 | M | 2,317 | D | — | — | Common | 2,317 | 30,004 | D |
Explanation of responses
- F1Each restricted stock unit is the economic equivalent of one share of ICF International, Inc.'s Common Stock.
- F2These acquired restricted stock units were granted pursuant to ICF International, Inc.'s 2010 Omnibus Incentive Plan, as amended. These restricted stock units vest over a period of three (3) years, at 25% on each of the first two anniversaries of the grant and 50% on the third anniversary from the day of grant.
- F3The exercise price for the restricted stock unit exercise was $40.60.
- F4Represents the first vesting anniversary (25%) of acquired restricted stock units granted pursuant to the 2010 Omnibus Incentive Plan, as amended.