SEC Form 4 · accession 0001225208-17-000320
ICF International, Inc. · ICFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Wasson
Officer — President & COO
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001362004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jan 3, 2017 | M | 11,011 | $24.84 | A | 57,672 | D | |
| Common | Jan 3, 2017 | M | 11,000 | $24.84 | A | 68,672 | D | |
| Common | Jan 3, 2017 | M | 4,500 | $25.66 | A | 73,172 | D | |
| Common | Jan 3, 2017 | S | 4,500 | $55.03 | D | 68,672 | D | |
| Common | Jan 3, 2017 | S | 11,000 | $54.1441 | D | 57,672 | D | |
| Common | Jan 3, 2017 | S | 11,011 | $54.1732 | D | 46,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionsF2 | $25.66 | Jan 3, 2017 | M | 4,500 | D | — | Mar 19, 2022 | Common | 4,500 | 31,673 | D |
| Nonqualified Stock OptionsF3 | $24.84 | Jan 3, 2017 | M | 11,000 | D | — | Mar 31, 2020 | Common | 11,000 | 11,011 | D |
| Nonqualified Stock OptionsF3 | $24.84 | Jan 3, 2017 | M | 11,011 | D | — | Mar 31, 2020 | Common | 11,011 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F2Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 19, 2013.
- F3Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 31, 2011.