SEC Form 4 · accession 0001144204-17-002781
EV Energy Partners, LP · EVEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Walker
Officer — Exec. Chairman of the Board · Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001361937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Jan 13, 2017 | M | 46,625 | — | A | 621,667 | D | |
| Common UnitsF2 | holding | — | — | — | 2,163,698 | I | See footnote | |
| Common Units | holding | — | — | — | 13,400 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Jan 13, 2017 | M | 46,625 | D | Jan 13, 2017 | Jan 13, 2017 | Common Unit | 46,625 | 0 | D |
Explanation of responses
- F1Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date.
- F2Includes Common Units held by John B. and Lisa A. Walker, L.P., of which Mr. Walker is a general partner along with his wife. Mr. Walker disclaims beneficial ownership of the units not owned by him directly. Also includes all units beneficially owned by EnerVest, Ltd. Mr. Walker may be deemed to beneficially own units owned by EnerVest, Ltd. Mr. Walker disclaims beneficial ownership of such units except to the extent of his pecuniary interest therein.