SEC Form 4 · accession 0001144204-17-002777
EV Energy Partners, LP · EVEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Larson
Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001361937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Jan 13, 2017 | M | 5,032 | — | A | 23,625 | D | |
| Common UnitsF2 | Aug 31, 2016 | J | 166 | — | A | 23,791 | D | |
| Common UnitsF2,F3 | Aug 31, 2016 | J | 166 | — | D | 0 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Jan 13, 2017 | M | 5,032 | A | Jan 13, 2017 | Jan 13, 2017 | Common Unit | 5,032 | 0 | D |
Explanation of responses
- F1Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.
- F2Common Units were transferred from the trust where Mr. Larson is trustee and beneficiary to a direct ownership. Transfer resulted in a change of form of beneficial ownership.
- F3Common Units held by Larson 2007 Trust, of which Mr. Larson is trustee and beneficiary.