SEC Form 4 · accession 0001144204-15-013747
EV Energy Partners, LP · EVEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Houser
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001361937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Mar 2, 2015 | M | 61,000 | — | A | 376,693 | D | |
| Common UnitsF2 | holding | — | — | — | 320,488 | I | See footnote | |
| Common UnitsF3 | holding | — | — | — | 190,800 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF4,F1 | — | Mar 2, 2015 | M | 61,000 | D | Mar 2, 2015 | Mar 2, 2015 | Common Unit | 61,000 | 0 | D |
Explanation of responses
- F1Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.
- F2DSEA II, LP, is a limited partnership of which Mr. Houser and his wife manage the general partner. Mr. Houser disclaims beneficial ownership of the common units held by DSEA II, LP except to the extent of his pecuniary interest therein.
- F3Represents common units held equally by trusts established for each of Mr. Houser's four children.
- F4The vesting schedule was accelerated due to Mr. Houser's departure as President and CEO.