SEC Form 4 · accession 0000899243-17-001363
EV Energy Partners, LP · EVEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary R Petersen
Director
Period of report
Jan 15, 2017
Accepted (ET)
Jan 17, 2017 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001361937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitF1,F2 | Jan 15, 2017 | M | 2,148 | — | A | 414,280 | I | by EnCap V-B Acquisitions, L.P. |
| Common UnitF1,F2 | Jan 15, 2017 | M | 2,714 | — | A | 523,666 | I | by EnCap Energy Capital Fund V, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 248 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 248 | 0 | I |
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 188 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 188 | 188 | I |
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 331 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 331 | 662 | I |
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 1,381 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 1,381 | 4,143 | I |
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 314 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 314 | 0 | I |
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 237 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 237 | 237 | I |
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 419 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 419 | 838 | I |
| Phantom UnitF1,F2 | — | Jan 15, 2017 | M | 1,744 | D | Jan 15, 2017 | Jan 15, 2017 | Common Unit | 1,744 | 5,233 | I |
Explanation of responses
- F1Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.
- F2Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.
Remarks
This report is filed in connection with the Forms 4 filed today by EnCap Energy Capital Fund V, L.P., EnCap V-B Acquisitions, L.P. and EnCap Partners, LLC