SEC Form 4 · accession 0001179110-16-028346
Primoris Services Corp · PRIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E. Tucker
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001361538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Aug 3, 2016 | A | 2,349 | — | A | 17,554 | D | |
| Common StockF3,F1 | Aug 3, 2016 | W | 2,833 | — | A | 6,868 | I | By Trust |
| Common StockF3 | Aug 3, 2016 | W | 2,833 | — | D | 0 | I | By Tucker-Arenson Trust |
| Common StockF2 | holding | — | — | — | 303 | I | By SaraJen Capital LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Common Stock held by Tucker Family Trust U/A dated 12/21/1998, a revocable trust of which Mr. Tucker is a trustee and beneficiary.
- F2Shares of Common Stock held by SaraJen Capital LLC, a California Limited Liability Company, of which Mr. Tucker is a one-third member and sole manager with full dispositive power over these shares.
- F3Shares of Common Stock previously held by Josephine Tucker-Arenson TTEE U/A DTD 4-30-1996, of which Mr. Tucker holds power of attorney, were transferred to the Tucker Family Trust.
- F4The non-employee director compensation program adopted by the Board in May 2011 and updated August 5, 2014, provides for the issuance of restricted stock with a value of $46,667 resulting in a grant of 2,349 shares of stock. The shares of stock cannot be sold for a period of twelve months from the date of grant.