SEC Form 4 · accession 0001209191-15-038111
MAVENIR SYSTEMS INC · MVNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Craig C Taylor
10% Owner
Douglas E Kelly
10% Owner
John Shoch
10% Owner
Daniel Rubin
10% Owner
Tony Di Bona
10% Owner
Michael Hunkapiller
10% Owner
ALLOY VENTURES 2005 LP
10% Owner
Alloy Ventures 2005, LLC
10% Owner
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001361470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 29, 2015 | U | 3,050,605 | $17.55 | D | 0 | I | By Alloy Ventures 2005, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are being disposed of upon the completion of an exchange offer by Mitel Networks Corporation ("Mitel") and Roadster Subsidiary Corporation to purchase all of the issued and outstanding shares of common stock of the Issuer, pursuant to an Agreement and Plan of Merger dated February 28, 2015 and amended through the date of this form. The tender price per share of the shares of common stock is (i) $17.55 in cash; or (ii) 1.8320 shares of common stock of Mitel, at the election of the holder and subject to proration.
- F2All shares are held of record by Alloy Ventures 2005, L.P. ("Alloy Ventures 2005"). Craig Taylor, John Shoch, Douglas Kelly, Tony Di Bona, Daniel Rubin, Ammar Hanafi and Michael Hunkapiller are the managing members of Alloy Ventures 2005, LLC, the general partner of Alloy Ventures 2005, and may be deemed to share voting and dispositive power over the shares held by Alloy Ventures 2005. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.