SEC Form 3 · accession 0001763637-19-000001
DCP Holding CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jodi Fronczek
Officer — VP/Chief Operations Office
Period of report
Jan 1, 2019
Accepted (ET)
Jan 9, 2019 · 9:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001361025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | holding | — | — | — | 108 | D | ||
| Restricted Share UnitsF1,F3 | holding | — | — | — | 9 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Share Unit is the economic equivalent of one Class B Common Share of Issuer. The Restricted Share Units have been granted to the Reporting Person pursuant to the Issuer's Management Equity Incentive Plan. The Restricted Share Units vest upon the earliest to occur of (i) the date of death, disability or retirement of the Reporting Person, or (ii) in accordance with a vesting schedule pursuant to which the Restricted Share Units vest annually on a percentage basis on the anniversary of the date of grant.
- F2Restricted Share Units have vested.
- F3Restricted Share Units have not vested.