SEC Form 4 · accession 0001209191-18-010495
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Schlosstein
Officer — President and CEO · Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Feb 13, 2018 | A | 33,927 | $0.00 | A | 328,018 | D | |
| Shares of Class A common stock, par value $0.01 per shareF2 | holding | — | — | — | 62,200 | I | Shares held by trust. | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF2 | holding | — | — | — | 1 | I | Share held by trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2019.
- F2These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.