SEC Form 4 · accession 0001209191-18-010488
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Altman
Officer — Founder and Senior Chairman · Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Feb 13, 2018 | A | 33,927 | $0.00 | A | 183,279 | D | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF2 | holding | — | — | — | 1 | I | Share held in trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2019.
- F2These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.