SEC Form 4 · accession 0001209191-18-007997
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Altman
Officer — Founder and Senior Chairman · Director
Period of report
Feb 4, 2018
Accepted (ET)
Feb 6, 2018 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Feb 4, 2018 | F | 29,491 | $100.00 | D | 184,628 | D | |
| Shares of Class A common stock, par value $0.01 per shareF2 | Feb 5, 2018 | S | 12,546 | $95.8759 | D | 172,082 | D | |
| Shares of Class A common stock, par value $0.01 per shareF3 | Feb 5, 2018 | S | 8,447 | $96.7978 | D | 163,635 | D | |
| Shares of Class A common stock, par value $0.01 per shareF4 | Feb 5, 2018 | S | 10,101 | $97.6152 | D | 153,534 | D | |
| Shares of Class A common stock, par value $0.01 per shareF5 | Feb 5, 2018 | S | 4,182 | $98.4702 | D | 149,352 | D | |
| Shares of Class A common stock, par value $0.01 per shareF6,F7 | Feb 5, 2018 | S | 2,200 | $93.5523 | D | 54,946 | I | Shares held in trust. |
| Shares of Class A common stock, par value $0.01 per shareF8,F7 | Feb 5, 2018 | S | 16,646 | $94.6188 | D | 38,300 | I | Shares held in trust. |
| Shares of Class A common stock, par value $0.01 per shareF9,F7 | Feb 5, 2018 | S | 16,229 | $95.804 | D | 22,071 | I | Shares held in trust. |
| Shares of Class A common stock, par value $0.01 per shareF10,F7 | Feb 5, 2018 | S | 9,311 | $96.9093 | D | 12,760 | I | Shares held in trust. |
| Shares of Class A common stock, par value $0.01 per shareF11,F7 | Feb 5, 2018 | S | 9,360 | $97.7447 | D | 3,400 | I | Shares held in trust. |
| Shares of Class A common stock, par value $0.01 per shareF12,F7 | Feb 5, 2018 | S | 3,400 | $98.5176 | D | 0 | I | Shares held in trust. |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF7 | holding | — | — | — | 1 | I | Share held in trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.
- F10This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $96.30 to $97.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F11This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $97.30 to $98.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F12This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.30 to $98.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F2This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $95.25 to $96.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F3This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $96.20 to $97.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F4This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $97.20 to $98.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F5This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.20 to $98.85 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F6This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $93.15 to $93.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F7These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- F8This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $94.30 to $95.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F9This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $95.30 to $96.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.