SEC Form 4 · accession 0001209191-17-066883
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Walsh
Officer — Principal Financial Officer
Period of report
Dec 21, 2017
Accepted (ET)
Dec 21, 2017 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Dec 21, 2017 | J | 1,200 | — | D | 103,847 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Partnership units of Evercore LPF1,F2 | — | Dec 21, 2017 | A | 1,200 | A | — | — | Shares of Class A common stock, par value $0.01 per share | 1,200 | 1,200 | D |
Explanation of responses
- F1On December 21, 2017, the Reporting Person exchanged with Evercore Inc. 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units.
- F2Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.