SEC Form 4 · accession 0001209191-17-062942
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Schlosstein
Officer — President and CEO · Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Nov 27, 2017 | S | 9,500 | $86.1723 | D | 335,652 | D | |
| Shares of Class A common stock, par value $0.01 per shareF2 | Nov 28, 2017 | S | 100,000 | $85.4357 | D | 235,652 | D | |
| Shares of Class A common stock, par value $0.01 per shareF3 | Nov 29, 2017 | S | 118,144 | $87.1422 | D | 117,508 | D | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF4 | holding | — | — | — | 1 | I | Share held in trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $86.00 to $86.64 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F2This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $85.00 to $85.94 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F3This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $85.95 to $87.99 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F4These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.