SEC Form 4 · accession 0001209191-17-008685
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Schlosstein
Officer — President and CEO · Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Feb 6, 2017 | S | 2,400 | $79.351 | D | 125,216 | D | |
| Shares of Class A common stock, par value $0.01 per shareF2 | Feb 6, 2017 | S | 14,256 | $80.546 | D | 110,960 | D | |
| Shares of Class A common stock, par value $0.01 per shareF3 | Feb 6, 2017 | S | 9,097 | $81.295 | D | 101,863 | D | |
| Shares of Class A common stock, par value $0.01 per shareF4 | Feb 7, 2017 | S | 20,538 | $79.264 | D | 81,325 | D | |
| Shares of Class A common stock, par value $0.01 per shareF5 | Feb 7, 2017 | S | 2,083 | $79.796 | D | 79,242 | D | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF6 | holding | — | — | — | 1 | I | Share held in trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.00 to $79.95 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F2This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $80.00 to $80.95 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F3This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $81.00 to $81.65 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F4This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $78.65 to $79.60 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F5This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.65 to $80.00 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- F6This share of Class B common stock is held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of this share of Class B common stock and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.