SEC Form 5 · accession 0001209191-17-005878
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Altman
Officer — Founder and Senior Chairman · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 27, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | Feb 4, 2016 | G | 4,450 | $0.00 | D | 302,759 | D | |
| Shares of Class A common stock, par value $0.01 per share | Feb 4, 2016 | G | 9,000 | $0.00 | D | 293,759 | D | |
| Shares of Class A common stock, par value $0.01 per share | May 4, 2016 | G | 20,000 | $0.00 | D | 273,759 | D | |
| Shares of Class A common stock, par value $0.01 per share | Jul 29, 2016 | G | 10,000 | $0.00 | D | 263,759 | D | |
| Shares of Class A common stock, par value $0.01 per share | Aug 4, 2016 | G | 10,000 | $0.00 | D | 253,759 | D | |
| Shares of Class A common stock, par value $0.01 per share | Aug 26, 2016 | G | 9,675 | $0.00 | D | 244,084 | D | |
| Shares of Class A common stock, par value $0.01 per share | Aug 26, 2016 | G | 17,500 | $0.00 | D | 226,584 | D | |
| Shares of Class A common stock, par value $0.01 per share | Aug 31, 2016 | G | 3,464 | $0.00 | D | 223,120 | D | |
| Shares of Class A common stock, par value $0.01 per shareF3 | holding | — | — | — | 50,000 | I | Please see footnote. | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF4 | holding | — | — | — | 1 | I | Share held in trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Altman has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.
- F2Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution.
- F3These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.
- F4This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.