SEC Form 4 · accession 0001209191-16-154713
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Schlosstein
Officer — President and CEO · Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | Dec 9, 2016 | A | 241 | $0.00 | A | 184,089 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 9, 2016 | A | 63 | $0.00 | A | 184,152 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 9, 2016 | A | 95 | $0.00 | A | 184,247 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 9, 2016 | A | 157 | $0.00 | A | 184,404 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 9, 2016 | A | 290 | $0.00 | A | 184,694 | D | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF6 | holding | — | — | — | 1 | I | Share held in trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 50,000 unvested underlying RSUs awarded on January 29, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on January 29, 2013.
- F2Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 13,038 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.
- F3Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 19,537 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.
- F4Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 32,448 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.
- F5Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 60,257 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.
- F6This share of Class B common stock is held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of this share of Class B common stock and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.