SEC Form 4 · accession 0001209191-16-141152
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam B Frankel
Officer — General Counsel
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | Sep 9, 2016 | A | 18 | $0.00 | A | 64,039 | D | |
| Shares of Class A common stock, par value $0.01 per share | Sep 9, 2016 | A | 32 | $0.00 | A | 64,071 | D | |
| Shares of Class A common stock, par value $0.01 per share | Sep 9, 2016 | A | 77 | $0.00 | A | 64,148 | D | |
| Shares of Class A common stock, par value $0.01 per share | Sep 9, 2016 | A | 102 | $0.00 | A | 64,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 2,934 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.
- F2Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 5,287 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.
- F3Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 12,761 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.
- F4Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 16,982 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.