SEC Form 4 · accession 0001209191-16-108480
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ostoa Augusto Arellano
Officer — CEO of EVR Mexico
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | Mar 11, 2016 | A | 44 | $0.00 | A | 67,276 | D | |
| Shares of Class A common stock, par value $0.01 per share | Mar 11, 2016 | A | 145 | $0.00 | A | 67,421 | D | |
| Shares of Class A common stock, par value $0.01 per share | Mar 11, 2016 | A | 89 | $0.00 | A | 67,510 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 7,178 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.
- F2Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 23,750 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.
- F3Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 14,479 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.