SEC Form 5 · accession 0001209191-16-094961
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Schlosstein
Officer — President and CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 2, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | Dec 22, 2014 | G | 60,000 | $0.00 | D | 586,991 | D | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF2 | holding | — | — | — | 1 | I | Share held in trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a bona fide gift of these shares of Class A common stock to the Schlosstein-Hartley Foundation, a not-for-profit institution.
- F2This share of Class B common stock is held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of this share of Class B common stock and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.