SEC Form 4 · accession 0001209191-15-085285
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pedro Aspe
Officer — CEO of EVR Mexico
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | Dec 11, 2015 | A | 35 | $0.00 | A | 340,268 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 11, 2015 | A | 8 | $0.00 | A | 340,276 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 11, 2015 | A | 87 | $0.00 | A | 340,363 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 11, 2015 | A | 217 | $0.00 | A | 340,580 | D | |
| Shares of Class A common stock, par value $0.01 per share | Dec 11, 2015 | A | 183 | $0.00 | A | 340,763 | D | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 5,997 unvested underlying RSUs awarded on February 6, 2012. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 6, 2012.
- F2Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 1,347 unvested underlying RSUs awarded on February 15, 2012. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 15, 2012.
- F3Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 15,189 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.
- F4Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 37,924 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.
- F5Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 32,084 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.