SEC Form 4 · accession 0001209191-15-016853
Evercore Inc. · EVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pedro Aspe
Officer — Co-Chairman of the Board · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareF1 | Feb 18, 2015 | A | 32,084 | $0.00 | A | 338,890 | D | |
| Shares of Class A common stock, par value $0.01 per shareF2 | Feb 18, 2015 | F | 152 | $52.635 | D | 338,738 | D | |
| Shares of Class B common stock, par value $0.01 per share | holding | — | — | — | 1 | D | ||
| Shares of Class B common stock, par value $0.01 per shareF3 | holding | — | — | — | 1 | I | Share held in trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units, which vest in four equal annual installments beginning on February 4, 2016.
- F2These shares were surrendered to Evercore Partners Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.
- F3This share of Class B common stock is held in trust for the benefit of certain directors and employees of Evercore Partners Mexico. Mr. Aspe disclaims beneficial ownership of this share of Class B common stock for purposes of Section 16 or any other purpose.