SEC Form 4 · accession 0001360683-16-000142
TALMER BANCORP, INC. · TLMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James T. Dunn
Officer — Chief Legal Counsel
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 10, 2016 | M | 50,000 | $6.00 | A | 93,147 | D | |
| Class A Common Stock | May 10, 2016 | M | 34,000 | $3.50 | A | 127,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $6.00 | May 10, 2016 | M | 50,000 | D | — | Jun 22, 2020 | Class A Common Stock | 50,000 | 0 | D |
| Employee Stock Option (right to buy)F2 | $3.50 | May 10, 2016 | M | 34,000 | D | — | Nov 9, 2019 | Class A Common Stock | 34,000 | 0 | D |
Explanation of responses
- F1The option was exercisable in three equal annual installments on June 22, 2011, June 22, 2012 and June 22, 2013.
- F2The option was exercisable in three equal annual installments on November 9, 2010, November 9, 2011 and November 9, 2012.